SEC Seeks Public Comment for Financial Literacy Study

Supreme Court Rejects Appeal in FINRA Immunity Case 

Comment Period for Volcker Rule Extended

SEC Issues Guidance to Investment Advisers on Use of Social Media   

Senators Continue to Push for Simplified Checking Account Disclosures   

TDR's and Appraisals   

SEC Targets Investment Adviser Compliance Failings

Broker-Dealer Branch Office Inspection Guidance Issued by SEC and FINRA   

Cleaning Up for New Year's Day

Update: Proposed Changes to SEC Registration Thresholds for Bank Holding Companies and Banks  

Anti-Money Laundering and Suspicious Activity Reporting Proposed for Housing Government Sponsored Enterprises   

CFPB Publishes Version 1.0 of its Supervision and Examination Manual   

In Rare Move, Fed Closes a Bank

Agencies Propose Revisions to Flood Insurance Guidance

SEC Proposes Rule to Prohibit Conflicts of Interest in Certain Asset-Backed Securities Transactions