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"Cleaning Up the Clutter," Jones Walker LLP Banking & Financial Services Newsletter

SEC Adopts Final Rules Improving and Harmonizing the Exempt Offering Framework

By Asher J. Friend

Article

November 19, 2020

On November 2, 2020, the Securities and Exchange Commission (SEC) adopted amendments geared toward improving, harmonizing, and simplifying the complex exempt offering framework under the Securities Act of 1933 (Securities Act), with the specifically articulated objectives of promoting capital formation while preserving or enhancing important investor protections. The SEC adopted the amendments substantially as proposed. Continue reading. >

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    Asher J. Friend
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    Partner
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    D: 504.582.8362
    D: 713.437.1800
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    Emailafriend@joneswalker.com

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