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News & Insights

Jones Walker’s Investment Management Legal Services Team Hosts Second Luncheon in Series

May 10, 2012
|
Birmingham

Jones Walker’s Investment Management Legal Services Team will host the second luncheon in the Quarterly Roundtable Luncheon Series on May 23, 2012, at Restaurant August in New Orleans, Louisiana, from 11:30 AM–1:00 PM. The following topics will be discussed at the luncheon:

  • Investing Fraud in Investment Management
  • Consolidated FINRA Rules Governing Know-Your-Customer Suitability Obligations

The luncheon will feature three members of Jones Walker’s Investment Management Legal Services Team: Robert B. Bieck, Jr., Michael W. Magner, and Katharine F. Musso. Alton Sizemore, Jr., Director of Investigations at Forensic/Strategic Solutions, PC, will also speak.

For more details regarding the luncheon, please click here to view the brochure.

Luncheon #2: May 23, 2012, 11:30 AM–1:00 PM
Restaurant August: 301 Tchoupitoulas Street | New Orleans, LA 70130
Fee: $25.00
R.S.V.P. to Jessica Dolly: jdolly@joneswalker.com or 205.244.5259
Additional details regarding future sessions to follow.

 

Related Professionals
  • name
    Robert B. Bieck, Jr.
    title
    Special Counsel
    phones
    D: 504.582.8202
    email
    Emailrbieck@joneswalker.com
  • name
    Michael W. Magner
    title
    Partner
    phones
    D: 504.582.8316
    email
    Emailmmagner@joneswalker.com

Related Practices

  • Investment Management
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