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"SEC Announces Broad Annual Regulatory Agenda," Jones Walker LLP Banking & Financial Services Newsletter

Newsletter

July 8, 2021

The wait is over for those hoping to gain a glimpse of the upcoming trajectory of the Biden administration's securities regulatory agenda. On June 11, 2021, the Securities and Exchange Commission (SEC) announced its anticipated annual regulatory agenda, including several proposed rules and new concepts that are in the pre-rulemaking stage. The "Spring 2021 Unified Agenda of Regulatory and Deregulatory Actions" includes a list of short- and long-term regulatory actions that the SEC plans to take, with an apparent growing focus on investor protection. Continue reading >

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