Jones Walker Logo
  • News & Insights
  • Professionals
  • Services
  • News & Insights
  • Professionals
  • Services

  • Firm
  • Offices
  • Careers
  • Events
  • Media Center
  • Blogs
  • Contact

  • text

News & Insights

"SEC Changes Its Approach to the No-Action Request Process for Excluding Shareholder Proposals under Rule 14a-8," Jones Walker LLP Corporate Client Alert

By Dionne M. Rousseau, Katherine Herbert

Client Alert

September 2019

On September 6, 2019, the Securities and Exchange Commission (SEC) announced two significant changes to its approach to responding to public companies’ no-action requests seeking support for excluding shareholder proposals from company proxy materials pursuant to Rule 14a-8: (1) the SEC will now respond to some requests orally, and (2) the SEC may decline to state a view with respect to some requests. Continue reading >

Related Professionals
  • name
    Katherine Herbert
    title
    Associate
    phones
    D: 225.248.2184
    email
    Emailkherbert@joneswalker.com
  • name
    Dionne M. Rousseau
    title
    Partner
    phones
    D: 225.248.2026
    D: 504.582.‎8191
    email
    Emaildrousseau@joneswalker.com

Related Practices

  • Corporate
  • Securities
Sign Up For Alerts
© 2025 Jones Walker LLP. All Rights Reserved.
PrivacyDisclaimerAvident Advisors
A LexMundi Member